Checksheets for Registration
Texas State Securities Board
P.O. Box 13167, Austin, Texas 78711-3167
208 E. 10th Street, 5th Floor, Austin, Texas 78701
(512) 305-8300
- Agency Offices
- Advisory to Insurance Agents
- Authorized or Licensed Dealers and Investment Advisers
- Authorized Securities
- Certificates of Registration
- Check Investment Adviser Registration Status
- Check Securities Dealer or Agent Registration Status
- Checksheets for Registration
- Employment Opportunities
- Forms and Fees
- File a Complaint
- Legal Rate of Interest
- Open Records
- About Us
- Texas Securities Act and Board Rules
- Securities Registration, Exemptions, and Federal Covered Securities
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- Dealer and Registered Investment Adviser Certificates
- Mass Transfers
- Important Notices to Investment Advisers
- Frequently Asked Questions
- Advisory To Insurance Agents
- Examination Requirements
- Checksheets for Registration
- Central Registration Depository System (CRD)
- Investment Adviser Registration Depository (IARD)
- Check Investment Adviser Registration Status
- Check Securities Dealer Agent Registration Status
- Inspections and Compliance
- Enforcement
- Publications
- News
- Useful Links