Recent Enforcement Actions
Texas State Securities Board
P.O. Box 13167, Austin, Texas 78711-3167
208 E. 10th Street, 5th Floor, Austin, Texas 78701
(512) 305-8300
- Agency Offices
- Advisory to Insurance Agents
- Authorized or Licensed Dealers and Investment Advisers
- Authorized Securities
- Certificates of Registration
- Check Investment Adviser Registration Status
- Check Securities Dealer or Agent Registration Status
- Checksheets for Registration
- Employment Opportunities
- Forms and Fees
- File a Complaint
- Legal Rate of Interest
- Open Records