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• 133.1 Texas Open Records Act Request
• 133.2 Public Information Charges - Billing Detail
• 133.3 ADA Accommodations Request
• 133.5 Secondary Trading Exemption Notice
• 133.6 Secondary Trading Exemption Renewal Notice
• 133.7 Application for Registration of Securities
• 133.8 Power of Attorney
• 133.9 Notice Filing for Third Party Brokerage Arrangements on Financial Entity Premises
• 133.10 Investment Company Report of Sales
• 133.11 Sales Report Form for Non-Continuous Offerings
• 133.12 Renewal Application for Mutual Funds and Other Continuous Offerings
• 133.13 Application for Renewal Permit
• 133.14 Consent of Independent Accountants
• 133.26 Request for Determination of Money Market Fund Status for Federal Covered Securities (Pursuant to §123.3(c))
• 133.27 Year End Report of Sales of Federal Covered Securities by a Money Market Fund (Pursuant to §123.3)
• 133.29 Intrastate Exemption Notice for Sales Under Regulation 109.13(I)
• 133.30 Information Concerning Projected Market Prices, and Related Market Information-Section 5.0(3)
• 133.33 Uniform Forms Accepted, Required, or Recommended
• 133.34 Undertaking Regarding Non-Issuer Sales Pursuant to Section 139.14
• 133.35 Application for Designation as Matching Services Under §109.15
• 133.36 Request for Reduced Fees for Certain Persons Registered in Multiple Capacities