NASAA
North American Securities Administrators Association ("NASAA")
Statements of Policy ("SOP")
Cited in 7 TAC 113.14
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- Asset-backed Securities, as amended by NASAA on May 7, 2007
- Corporate Securities Definitions, as amended by NASAA on March 31, 2008
- Debt Securities, as amended by NASAA on April 25, 1993
- Equipment Programs, as amended by NASAA on May 7, 2007
- Impoundment of Proceeds, as amended by NASAA on March 31, 2008
- Loans and Other Material Affiliated Transactions, as amended by NASAA on March 31, 2008
- Mortgage Programs, as amended by NASAA on May 7, 2007
- Oil and Gas Programs, as amended by NASAA on May 7, 2007
- Omnibus Guidelines, as amended by NASAA on May 7, 2007
- Options and Warrants, as amended by NASAA on March 31, 2008
- Preferred Stock, as amended by NASAA on March 31, 2008
- Promoter's Equity Investment, as amended by NASAA on March 31, 2008
- Promotional Shares, as amended by NASAA on March 31, 2008
- Real Estate Investment Trusts, as amended by NASAA on May 7, 2007
- Real Estate Programs, as amended by NASAA on May 7, 2007
- Registration of Commodity Pool Programs, amended and adopted May 7, 2007
- Specificity in Use of Proceeds, as amended by NASAA on March 31, 2008
- Underwriting Expenses, Underwriter's Warrants, Selling Expenses, and Selling Security Holders, as amended by NASAA on March 31, 2008
- Unequal Voting Rights, as amended by NASAA on March 31, 2008
- Unsound Financial Condition, as amended by NASAA on March 31, 2008