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Texas State Securities Board

P.O. Box 13167, Austin, Texas 78711-3167
208 E. 10th Street, 5th Floor, Austin, Texas 78701
(512) 305-8300

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Recent Changes to Board Rules
  • Finder Rules (effective September 1, 2006)
  • NASAA SOPs cited in New §113.14

Proposed Rules (by publication date)

  • December 4, 2009
  • March 26, 2010
  • December 24, 2010
  • June 17, 2011
  • August 12, 2011
  • October 14, 2011
  • December 16, 2011
  • March 30, 2012

Withdrawn Rules (by effective date)

  • September 30, 2011

Adopted Rules (by effective date)

  • March 28, 2010
  • August 16, 2010
  • March 9, 2011
  • June 21, 2011
  • August 18, 2011
  • December 21, 2011
  • Correction 12-21-2011
  • April 3, 2012

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  • 5% Budget Reduction
  • (Report fraud, waste, or abuse of state resources to the State Auditor's Office website or call (800) 892-8348.)