Our Mission
Our primary mission is to protect Texas investors.
What We Do
The State Securities Board is responsible for regulating the securities industry in Texas. We register securities offered or sold in Texas and oversee the firms and individuals selling securities or providing investment advice to Texans. Through our Investor Education initiative, we help our fellow Texans become informed investors.
RECENT NEWS
- February 2, 2012 - TEXAS STATE SECURITIES BOARD BULLETIN
- February 1, 2012 - LESSON NO. 1: DON'T CHASE YIELD. LESSON NO. 2: SEE LESSON NO. 1
- IMPORTANT NOTICES
- Important Notice Regarding Registration Renewals for 2012
- Notice Regarding IA Switch
- Navigating the Dodd-Frank Act's New Regulatory Requirements for Investment Advisers (powerpoint)
- Auction Rate Securities:
A list of agreements and settlements.