Enforcement Actions Administrative

Jun 23

Order No. ENF-22-CDO-1863

In the Matter of Perry Abbonizio: Agreed Cease and Desist Order

Jun 7

Order No. IC22-REV-01

In the Matter of the Investment Adviser Registration of Swiftarc Capital, LLC and the Investment Adviser Representative Registration of Siddharth Jawahar: Revocation 

May 11

Order No. ENF-22-CDO-1862

In the Matter of Flamingo Casino Club: Emergency Cease and Desist Order

Apr 21

Order No. ENF-22-CDO-1861

In the Matter of Todd Prince: Agreed Order

Apr 13

Order No. ENF-22-CDO-1860

In the Matter of Sand Vegas Casino Club; Finn Ruben Warnke; and Martin Schwarzberger: Emergency Cease and Desist Order

Apr 12

Notice of Hearing filed against Voyager Digital Ltd., Voyager Digital Holdings, Inc., and Voyager Digital, LLC

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.

Feb 21

Order No. ENF-22-CDO-1859

In the Matter of Wireless Management, LLC and William S. Rogers: Emergency Cease and Desist Order

Feb 14

Order No. ENF-22-CDO-1858

In the Matter of BlockFi Lending LLC: Consent Order

Jan 31

Order No. ENF-22-CDO-1857

In the Matter of Energy Investment Partners, LLC and John Robert "Bob" Flournoy: Agreed Cease and Desist Order

Nov 10

Order No. ENF-21-CDO-1856

In the Matter of Treasure Growth LLC aka Treasure Growth aka Treasure Growth Investment aka Treasure Growth Investments; Juliet Gilbert; Charles Koehler; and Katherine Chen: Emergency Cease and Desist Order