Enforcement Actions Administrative

Nov 9
2023

Order No. ENF-23-CDO-1877

In the Matter of BitSports.ai, Berman Investment Group dba B.I.G., Hugo Rodriguez Salgado aka Hugo Rodriguez, Carlos Sarmiento, Denisse Salas, Josh Berman & Sean Kelly : Emergency Cease and Desist Order

Oct 4
2023

Order No. ENF-23-CDO-1876

In the Matter of BigWhale.io, Syed Sameer, and Christopher Page: Emergency Cease and Desist Order

Sep 27
2023

Order No. ENF-23-CDO-1875

In the Matter of True Bullion, LLC d/b/A Gold Silver International Exchange d/b/a GSI Exchange and Anthony Allen Anderson: Consent Order

Sep 7
2023

Order No. IC-23-CAF-06

In the Matter of the Dealer Registration of Titan Securities: Undertaking and Fined

Sep 7
2023

Order No. IC-23-CAF-05

In the Matter of the Investment Advisory Registration of Bison Investment, LLC: Undertaking, Reprimanded, and Fined

Sep 5
2023

Order No. IC-23-CAF-04

In the Matter of Agent Registration of Michael Delao: Suspended and Fined

Jun 30
2023

Order No. IC23-CAF-03

In the Matter of the Dealer Registration of Madison Avenue Securities, LLC: Fine & Undertaking

Jun 28
2023

Order No. ENF-23-CDO-1874

In the Matter of Ellie Soto aka Ellie Palma aka Ellie Ramos: Agreed Order

Jun 15
2023

Notice of Hearing filed Against Plutus Financial, Inc. dba ABRA, Plutus Lending, LLC dba ABRA, ABRA Boost LLC and William John "Bill" Barhydt

The Notice of Hearing was filed at the State Office of Administrative Hearings. For inquiries contact Joe Rotunda, Director of Enforcement, by email at jrotunda@ssb.texas.gov or by telephone at 512-305-8392.