Enforcement Actions Administrative

Nov 30
2001

Order No. CAF-1444

In the Matter of the Application for Agent Registration of Travis Nick Duren

Nov 26
2001

Order No. CDO-1443

In the Matter of James Gilbert Payne

Nov 20
2001

Order No. CDO-1442

In the Matter of International Business Consortium, Inc and William L. Brotherton, Sr.

Oct 31
2001

Order No. CDO-1441

In the Matter of U. S. Recycling Corporation; One Trade Corporation; Metals Recycling Depot, Inc.; MRD Partners Jacksonville; Gregory G. White; John H. Malmrose; Anthony Guarino; Peter Sharpe; and Joel Steinberg

Oct 19
2001

Order No. CEN/SUS-1440

In the Matter of the Agent Registration of Charles Milton Coe

Aug 28
2001

Order No. CAF-1439

In the Matter of the Application for Investment Adviser Registration of Resource Design, Inc. and the Agent Registration of Lawrence James Bierwirth

Aug 20
2001

Order No. SUS-1438

In the Matter of the Agent Registration of Kevin Dan Hearn

Aug 13
2001

Order No. CAF-1437

In the Matter of the Investment Adviser Registration of Robert Leon Hall

Aug 8
2001

Order No. CAF-1436

In the Matter of the Application for Investment Adviser Registration of Mentor Financial Advisory Group, LTD. and the Agent Registration of Tankhoa Ngo Coligado

Aug 1
2001

Order No. CP-1435

In the Matter of Tayo Joda